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Businesses / Franchises / Opportunities
Commodities / Futures / Options
Financial Planners
Financial Services
Foreign Exchange
Lenders / Loans
Mutual Funds
Precious Metals
Real Estate
Stocks / Bonds / Securities
Trust Deeds
Venture Capital / Investment Banking

Money Management
Mutual Funds
Pacific Exchange, Downtown

A.G. Edwards & Sons, citywide
American Express Financial Direct
Bright Trading, citywide
Brown & Company, Downtown
Charles Schwab, citywide
Citicorp Investment Services, citywide
Diversified Securities, Long Beach
Diversified Securities, West Covina
Donner International, Santa Ana
Edward Jones, citywide
Fidelity Brokerage Services, citywide
Financial West Group, Westlake Village
H&R Block Financial Advisors, citywide - formerly Olde Discount Stockbrokers
Imperial Capital, Beverly Hills
Imperial Securities
Internet Closed-End Fund Investor, South Pasadena
Jefferies & Company, Downtown
J.P. Morgan & Co., Downtown
MB Trading, El Segundo
Morgan Stanley Dean Witter, citywide
Merrill Lynch, citywide
Mutual Securities, Encino
Newport Securities, Costa Mesa
Pacific Brokerage Service, Beverly Hills, Downtown
Pacific Continental Securities, Beverly Hills
Principal Financial, citywide
Prudential Financial, citywide
Salomon Smith Barney, citywide
Scottsdale Securities
Scudder Investments
Sepulveda and Smith Securities, Downtown
SunAmerica Securities, citywide
SuperTradeUSA, City of Industry
TD Waterhouse, citywide, Newport Beach
UBS Financial Services, citywide - formerly UBS PaineWebber
Wedbush Morgan Securities, Glendale, Newport Beach

Capital/Asset/Money Managers/Management/401Ks/Retirement
American Pacific Financial, San Bernardino
Bjurman, Barry & Associates, West LA
Bollinger Capital Management, Manhattan Beach
Benefit Sourcing, Northridge
Brian Carruthers & Associates, Costa Mesa
CNA Trust, Costa Mesa
Coast Asset Management, Santa Monica
Colony Capital
Concord Investment Counsel, Irvine
Cunningham & Voss, Upland
Envision Capital Management, West LA - bonds
Financial Diligence Partners, Santa Ana
First American Trust, Santa Ana
First Quadrant, Pasadena
Froley, Revy Investment Company, West LA
Goldberg, Swedelson & Associates, Encino
Gould Asset Management, Claremont
Greenspan & Associates, Encino
Guild Investment Management, Malibu
G.W. Sherwold Associates, Lake Forest
Jee Kim Investment, Glendale
McLees Investment, El Segundo
Metropolitan West, Brentwood
Oakwood Capital Management
Provident Investment Counsel, Pasadena
Secured Retirement, Brea
TCW Group, Downtown
U.S. Trust, Downtown, Costa Mesa
Whittier Trust Companies, South Pasadena
Zeiger Capital Management, Irvine

Mutual Funds
Century Park Capital Partners, Century City
Oppenheimer Funds, Malibu
Payden & Rygel, Downtown

Advisory Services/Research
AAMES Stock Market Forecasting Contest Newsletter, Woodland Hills
Dimensional Fund Advisors, Santa Monica
Dubesh, Glendale
eGoose, Irvine
Elkind Economics
Global Financial Data, Alhambra
Index Funds Advisors, Irvine
Liberty Pacific Investment Advisory, Fullerton
Mutual Fund Magic, Saugus
NF Communications, Encino
Online Trading Academy, Irvine - day trading seminars
Training Consultants, Fountain Valley - seminars for those want to become a broker
William O'Neil - for institutional money managers

Envision Financial Systems, Newport Beach - mutual fund accounting system
Forex Trade Signals, Dana Point
Manhattan Analytics, Manhattan Beach - mutual fund tracking
Prescient Software (Mun-Ease), Dana Point - municipal bonds
Primate Software, Fullerton - stock quoting
ProfitMax Trading, Temecula
Steele Systems - analyzing mutual funds, variable annuities
Sungard, Irvine
Trendsetter Software, Santa Ana

M. Gordon Publishing Group, Downtown

Professional Organizations
California Association of Independent Broker Dealers

Currency / Foreign Exchange
Access Trading, Capistrano Beach
ALTAVEST Worldwide Trading, San Juan Capistrano
Anco Futures, Century City
Brite Futures, San Juan Capistrano
Cannon Trading, Beverly Hills
Catranis & Gilbert, Laguna Beach
Compak Trading, Mission Viejo
E-Mini, Beverly Hills
Main Street Trading, Aliso Viejo
Maize and Blue Group, Santa Monica - Commodity Trading Advisor (CTA), offering a wide range of size accounts to fit most qualified investors' portfolio needs.
Opportunities in Options, Tustin
and Opportunities in Options, Tustin
Opportunities in Options, Oxnard
Peregrine Financial Group (PFG), Camarillo
Redlands Futures and Options
Trade Center, Laguna Beach
Upperman, Floyd and Associates, Dana Point

Currency/Foreign Exchange
Thomas Cook

Retirement/Pension Funds
Government Employees
California State Teachers' Retirement System (CalSTRS)
Contract Services Administration Trust Fund (CSATF), Encino
Motion Picture Industry Pension and Health Plans, STudio City

Financial Planners/Planning/Consultants
Credit Repair
Estate Planning
Financial Services
Lenders / Loans
Tax Consultants
Granville Publications Software

FPA's PlannerSearch Find a CFP Professional - directory

Action Asset Protection Services, Long Beach
Advanced Planning Concepts, Orange
AFP Group, West LA
Allied Financial Services
Andrew Nelson & Co., Newport Beach
Asset Protection Institute, Newbury Park
Associated Financial Group, Westchester
Bausman Consulting, Westminster - social service organizations
Benefit Planning Services, Orange
Bruck & Caine Advisory, Culver City
Capital Financial Advisors, West LA
Capital Investment Advisers, Long Beach
Carter & Balsam, Van Nuys
Classic Financial Planning, West LA
Cornerstone International Group, Santa Monica - business development
DBK-Pinnacle, Marina Del Rey - portfolio management
Draper Group, The, Newport Beach - Wachovia Securities
Elder & Company, Gordon, CLU, Lancaster
Ellison, Jack, Palm Springs
Figueroa & Company, Pasadena
Financial Network, Torrance
Financial Network Investment, Burbank
FR Financial
Gerbino & Company, Kenneth J., Beverly Hills
Global Financial Independence, West LA
Glowacki Framson Financial Advisors, West LA
Green Interest Rate Swap Management
Hallin Financial Services, Irvine
Investors Advantage, Westlake Village
Iqbal, Shahid CPA, West Covina
Jackson Financial Services, Woodland Hills
Jefferson Pilot Financial, West LA
Judah, Joseph, Mid-City
Kraus, Mitchell S., CFP, CLU, ChFC, West LA
MuniFinancial, Temecula - debt management for governments
Pierce, Theresa, Tarzana - Primerica
Planned Asset Management, Encino
Plexusgroup, Santa Monica
Primerica, Citywide
Retirement Protection Group, Redondo Beach
Richey Financial Advisors, Fullerton
RTJ Financial Management, Santa Monica
Ronald Blue & Co., Santa Ana
Tax & Financial Group, Newport Beach
Taylor, Nigel B., CFP, Santa Monica
The Retirement Resource (CPR Group), West LA
Waddell & Reed, citywide
Wilshire Associates, Santa Monica

Credit Repair/Bankruptcy/Debt Counseling
Charitable Organizations

Auriton Solutions, Irvine
Better Credit, West LA
Consumer Credit Counseling Service of Orange County
File Bankruptcy Information
Luminary Services, West LA
Money Game, The, Pomona - book from Warren Publishing
PBS Debt Reduction Solution, Burbank

Financial Planning Association, Los Angeles Chapter, Burbank
Financial Planning Association, Orange County Chapter, Irvine
Financial Planning Association, San Gabriel Valley Chapter
Financial Planning Association, Ventura County Chapter
Financial Planning Association of the West Valleys, Encino
Los Angeles Institute of Certified Financial Planners, Playa del Rey

Precious Metals/Coins/Gold/Platinum/Silver
Coin Dealers
Currency / Foreign Exchange
A-Mark Precious Metals, Santa Monica
David H. Fell Company (DHF), Commerce
Merit Financial, Santa Monica
Monex Deposit, Newport Beach

Trust Deeds
Mortgage Lenders
Real Estate Listings / Brokers
Aames Capital
Alliance Portfolio, The, Newport Beach
Cal Vista Mortgage, Sherman Oaks

Brown Business Research, Long Beach



Venture Capital/Investment Banking
Services / Projects
Acacia Research, Pasadena
Alliance Business Consultants, Glendale - mergers, acquistions, sales
American Capital Investors, Newport Beach
Angeles Ventures, Santa Monica
Arcturus Capital, Downtown
Barman Capital, Beverly Hills
Berman Cohn, West LA
Brentwood Associates
Brentwood Venture Capital
Cappello Capital, Santa Monica
Capital Investment Partners, Irvine
CDMI, Northridge
Channel Islands Equities, Oxnard
ColumbusNewport, Irvine
CPI Ventures, West LA, Irvine Investment Bankers, Beverly Hills
DynaFund Ventures, Torrance
E*Capital, Downtown
eStrategy Partners, Manhattan Beach
European American Capital, Woodland Hills
Freeman Spogli &
Funk Ventures, Woodland Hills
GBS Financial, Sherman Oaks
Geneva Companies, The, Irvine - mergers, acquistions
Global Capital Markets, Irvine
Hankin Investment Banking
Harris Nesbitt
Houlihan Lokey Howard & Zukin, Century City
idealab!, Pasadena
InnoCal Venture Capital, Costa Mesa
International Technologies Network - China
Kline Hawkes & Co., Brentwood
Koffler Ventures, Downtown
Levine Leichtman Capital Partners
Marwit Capital, Newport Beach
MDB Capital Group, Santa Monica
Mentor Group, The, Westlake Village
Mentor Group, The, Palm Springs
Millennium Hanson, Beverly Hills
Mosaic Capital, Sherman Oaks
Oxford Bioscience Partners (OBP), Costa Mesa
Pacific Venture Group, Irvine
Palomar Ventures, Santa Monica
Parallax Capital Partners, Irvine
Pinecreek Capital, Newport Beach
Putnam Lovell Capital Partners, Rolling Hills Estates
R.C. Fuller, Newport Beach - mergers, acquistions
Redpoint Ventures, West LA
Relative Capital Markets, Westwood
Roth Capital Partners
RSM EquiCo, Costa Mesa
Rustic Canyon Group, Santa Monica
Sage Group, West LA
SG Capital, Downtown
S.G.E. Distribution/S.G.E. Funding Ventures, Anaheim
Stone & Youngberg, Downtown, Sherman Oaks
Strategic Bancorp, Beverly Hills
Strategic Partners, Oxnard
Tuerk & Associates, Irvine
VIPO Securities, Long Beach
VisionQuest Technology Ventures, Mid-City
WENR, Culver City
West Coast Capital, Beverly Hills
Winston Financial Group, Santa Ana
Yutuc Associates
Zone Ventures, Downtown

Bownes, Century City, Downtown, Irvine - document preparation
U.S. Stock Transfer Corporation, Glendale

Viatical/Life Insurance Settlements
Services International, Agoura Hills

Internet Services
Database Applications
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